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May 31, 2013 - The Securities and Exchange Commission ("SEC") filed a complaint against former LPL Financial LLC ("LPL") investment adviser, Blake Richards, in the — May 31,... the seclpl financialclient fundschargesformer https://mylawcle.com/?attachment_id=545160 Protecting Client Funds_Vertical | myLawCLE client fundsprotectingvertical https://www.isbamutual.com/illinois-risk-management-guides/billing-collecting-fees-and-handling-client-funds Billing, Collecting Fees, and Handling Client Funds Fee disputes are at the heart of many legal malpractice claims. 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