https://www.finra.org/registration-exams-ce/broker-dealers
Broker-Dealer Registration | FINRA.org
The FINRA broker-dealer (BD) registration process covers a firm's full life cycle, from meeting initial membership standards to updating and renewing its...
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https://www.coindesk.com/business/2025/10/02/crypto-market-maker-gsr-to-acquire-finra-registered-broker-dealer-equilibrium-capital-services
Crypto Market Maker GSR to Acquire FINRA Broker-Dealer Equilibrium Capital Services
Acquisition aims to expand GSR’s U.S. footprint and strengthen its regulated services for institutions
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https://www.klgates.com/SEC-and-FINRA-Broker-Dealer-Enforcement-Recapping-2023-and-Previewing-2024-2-5-2024
SEC and FINRA Broker-Dealer Enforcement: Recapping 2023 and Previewing 2024 | HUB | K&L Gates
Year-end review of broker-dealer enforcement actions by the SEC and FINRA, and preview of upcoming year
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