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https://www.kiplinger.com/article/spending/t064-c000-s001-how-to-spot-trouble-with-a-financial-adviser.html How to Spot Trouble With a Financial Adviser | Kiplinger Oct 1, 2009 - Bernard Madoff has lesser company when it comes to misconduct by people in the financial business. Finra, the supervisory body for brokers and investment... how to spot troublewith afinancial adviserkiplinger