Robuta

Sponsor of the Day: Jerkmate
https://www.finra.org:443/events-training/conferences-events/spotlight-webinar-third-party-fraud Financial Crimes Spotlight: Third-Party Fraud (Duration: 51 minutes) | FINRA.org April 3, 2025Learn about the latest financial crime threats impacting our industry from senior executives in the FBI, Secret Service and Homeland... financial crimes spotlightthird partyfraud durationminutes finra51 https://www.finra.org:443/events-training/on-demand-education/2026-third-party-vendor-request 2026 Third-Party Vendor Request (Duration: 26 Minutes) | FINRA.org Join this webinar for an overview of the request including why FINRA is requesting this information and how your data will be used. third party vendor26 minutes2026requestduration https://www.finra.org:443/events-training/on-demand-education/annual-reporting-updates-part-II Annual Reporting Updates Part II (Duration: 36 Minutes) | FINRA.org Complete your annual reporting preparation with this focused session on avoiding common audit reporting mistakes. Learn from FINRA staff about frequent... annual reportingupdates partduration 36minutes finraii https://www.finra.org:443/events-training/on-demand-education/combating-adversarial-genai-use Combating the Adversarial Use of GenAI (Duration: 60 Minutes) | FINRA.org Join us for an essential webinar exploring emerging strategies and best practices for defending against the adversarial use of generative AI technologies.... 60 minutescombatingadversarialusegenai https://www.finra.org:443/events-training/conferences-events/new-account-fraud-demand-recording Financial Crimes Spotlight: New Account Fraud (Duration: 56 minutes) | FINRA.org May 2, 2023During this session, FINRA staff discuss the emerging trend of new account fraud, how bad actors are committing crimes through new account fraud,... financial crimes spotlightnew accountfraud duration56 minutesfinra https://www.finra.org:443/events-training/conferences-events/remote-inspections-webinar-043024 Remote Inspections Pilot Program (Duration: 52 minutes) | FINRA.org FINRA senior staff host this one-hour webinar to discuss the Remote Inspections Pilot Program. This session reviews frequently asked questions we’ve received,... remote inspectionspilot program52 minutesdurationfinra https://www.finra.org:443/events-training/conferences-events/custom-information-request-overview-091124 Customer Information Request Overview (Duration: 47 minutes) | FINRA.org Join this webinar for an overview of the Customer Information Request that was sent to some member firms through FINRA Gateway on August 12, 2024. FINRA staff... customer informationrequest overview47 minutesdurationfinra https://www.finra.org:443/events-training/finra-webinar-how-to-respond-to-requests-for-comment How to Respond to FINRA Requests for Comment (Duration: 23 minutes) | FINRA.org FINRA recently released a number of Regulatory Notices that support the effort to modernize rules for member firms and associated persons. This webinar is... 23 minutesrespondfinrarequestscomment https://www.finra.org:443/events-training/on-demand-education/FINRAs-updated-financial-and-operational-rules-interpretations FINRA's Updated Financial and Operational Rules Interpretations (Duration: 36 Minutes) | FINRA.org Join FINRA staff for this 36-minute session reviewing Regulatory Notice 25-12 which includes four new SEC staff interpretations covering net capital... rules interpretationsduration 36finraupdatedfinancial https://www.finra.org:443/events-training/conferences-events/2024-advertising-regulation-conference 2024 FINRA Advertising Regulation Conference Sessions (Duration: 50-60 minutes) | FINRA.org FINRA’s Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced communications compliance and marketing professionals.... advertising regulationconference sessions50 602024finra