Robuta

Sponsor of the Day: Jerkmate
https://www.fca.org.uk/firms/senior-managers-and-certification-regime/certification-regime The Certification Regime | FCA The Certification Regime covers specific functions that aren’t Senior Management Functions, but can have a significant impact on customers and/or the firm.... regime fcacertification https://www.fca.org.uk/publications/policy-statements/ps26-5-changes-uk-short-selling-regime PS26/5: Changes to the UK Short Selling Regime | FCA FCA has finalised new rules and guidance for short selling activity. 5 changesuk shortregime fcaps26selling https://www.fca.org.uk/publications/policy-statements/ps25-9-new-rules-public-offers-admissions-trading-regime PS25/9: New rules for the public offers and admissions to trading regime | FCA This Policy Statement sets out the FCA's final rules to implement the new Public Offers and Admissions to Trading Regulations 2024 (POATRs). 9 newregime fcarulespublicoffers https://www.fca.org.uk/publications/consultation-papers/cp25-29-changes-uk-short-selling-regime CP25/29: Changes to the UK Short Selling Regime | FCA We are consulting on our proposed rules and guidance for short selling activity. uk shortregime fcacp2529changes https://www.fca.org.uk/firms/senior-managers-and-certification-regime/senior-managers-regime Senior Managers Regime | FCA The most senior people in a firm who perform key roles (Senior Management Functions or SMFs) need FCA or PRA approval before starting their roles. See how the... senior managersregime fca https://www.fca.org.uk/data/improving-appointed-representatives-regime-through-greater-use-data Improving the Appointed Representatives regime through greater use of data | FCA This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also... appointed representativesdata fcaimprovingregimegreater https://www.fca.org.uk/firms/new-regime-cryptoasset-regulation A new regime for cryptoasset regulation | FCA Find out more about our approach to the new regime. new regimeregulation fcacryptoasset https://www.fca.org.uk/firms/investment-firms-prudential-regime-ifpr Investment Firms Prudential Regime (IFPR) | FCA The IFPR is the FCA's prudential regime for MiFID investment firms. The regime came into force on 1 January 2022. investment firmsprudentialregimefca