Sponsor of the Day:
Jerkmate
https://www.fca.org.uk/firms/senior-managers-and-certification-regime/certification-regime
The Certification Regime | FCA
The Certification Regime covers specific functions that aren’t Senior Management Functions, but can have a significant impact on customers and/or the firm....
regime fcacertification
https://www.fca.org.uk/publications/policy-statements/ps26-5-changes-uk-short-selling-regime
PS26/5: Changes to the UK Short Selling Regime | FCA
FCA has finalised new rules and guidance for short selling activity.
5 changesuk shortregime fcaps26selling
https://www.fca.org.uk/publications/policy-statements/ps25-9-new-rules-public-offers-admissions-trading-regime
PS25/9: New rules for the public offers and admissions to trading regime | FCA
This Policy Statement sets out the FCA's final rules to implement the new Public Offers and Admissions to Trading Regulations 2024 (POATRs).
9 newregime fcarulespublicoffers
https://www.fca.org.uk/publications/consultation-papers/cp25-29-changes-uk-short-selling-regime
CP25/29: Changes to the UK Short Selling Regime | FCA
We are consulting on our proposed rules and guidance for short selling activity.
uk shortregime fcacp2529changes
https://www.fca.org.uk/firms/senior-managers-and-certification-regime/senior-managers-regime
Senior Managers Regime | FCA
The most senior people in a firm who perform key roles (Senior Management Functions or SMFs) need FCA or PRA approval before starting their roles. See how the...
senior managersregime fca
https://www.fca.org.uk/data/improving-appointed-representatives-regime-through-greater-use-data
Improving the Appointed Representatives regime through greater use of data | FCA
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also...
appointed representativesdata fcaimprovingregimegreater
https://www.fca.org.uk/firms/new-regime-cryptoasset-regulation
A new regime for cryptoasset regulation | FCA
Find out more about our approach to the new regime.
new regimeregulation fcacryptoasset
https://www.fca.org.uk/firms/investment-firms-prudential-regime-ifpr
Investment Firms Prudential Regime (IFPR) | FCA
The IFPR is the FCA's prudential regime for MiFID investment firms. The regime came into force on 1 January 2022.
investment firmsprudentialregimefca