https://www.sec.gov/rules-regulations/2012/12/order-granting-exemptions-certain-rules-regulation-sho-related-hurricane-sandy
SEC.gov | Order Granting Exemptions From Certain Rules of Regulation SHO Related to Hurricane Sandy
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https://www.regcompliancewatch.com/regulation-sho-and-rule-10a-1/
Regulation SHO and Rule 10a-1
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https://www.grcreport.com/post/sec-penalizes-citadel-securities-llc-for-violating-regulation-sho
SEC Penalizes Citadel Securities LLC for Violating Regulation SHO
Oct 03, 2023 - SEC - The SEC has charged broker-dealer Citadel Securities LLC with violating Reg SHO and has issued a $7 million penalty for their inaccurate...
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