https://www.nasdaq.com/articles/fintech/regulatory-roundup-february-2026
Regulatory Roundup: Regulatory Priorities for 2026 | Nasdaq
The February 2026 edition of Regulatory Roundup provides a comprehensive overview of the most significant global regulatory priorities shaping capital markets...
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https://www.nasdaq.com/articles/regulatory-roundup-august-2024
Regulatory Roundup: Kitchen Renovations and Market Manipulations | Nasdaq
In this month's Regulatory Roundup, Nasdaq's Tony Sio looks at a suspected price manipulation case that occurred in New Zealand, where the stated motivations...
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https://www.nasdaq.com/articles/fintech/regulatory-roundup-may-2025
Regulatory Roundup: Beyond the 9-to-5: Navigating Extended Hours Trading | Nasdaq
Explore the dynamics and risks of extended and 24-hour trading, and discover how compliance teams can enhance their systems to manage market challenges outside...
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https://www.nasdaq.com/articles/regulatory-roundup-may-2024
Regulatory Roundup: Spoofing the Front-Runners in Ethereum | Nasdaq
The Ethereum exploit reminds us how dependent we are on technology and that those risks exist across decentralized finance and traditional financial...
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https://www.nasdaq.com/articles/regulatory-roundup-november-2024
Regulatory Roundup: The Union of Hacking and Market Manipulation | Nasdaq
Nasdaq's Tony Sio examines hacking’s role in market manipulation by reviewing ongoing cases, including trading account hacks, hacking for insider information,...
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https://www.nasdaq.com/articles/regulatory-roundup-october-2024
Regulatory Roundup: Market Manipulation for Hire | Nasdaq
In this month's Regulatory Roundup, Nasdaq's Tony Sio analyzes two cases specifically targeting the Market Manipulation as a Service.
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https://www.nasdaq.com/solutions/fintech/regulatory-roundup
Financial Technology Regulatory Roundup Newsletter | Nasdaq
A monthly review of the most important insights and analysis into the world of market regulation from Nasdaq's Financial Technology division.
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https://www.nasdaq.com/articles/regulatory-roundup-april-2024
Regulatory Roundup: An Overview of Recent Updates | Nasdaq
The regulatory landscape is constantly evolving; however, the pace and complexity of change have ramped up in recent years. To highlight this, we’ll share...
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https://www.nasdaq.com/articles/regulatory-roundup-october-2023
Regulatory Roundup: The €150 Billion Tax Fraud Scheme and Implications for Market Participants |...
A key responsibility for those within the financial community is to ensure our company or firm is not being used to facilitate financial crime. A recent fine...
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https://www.nasdaq.com/articles/regulatory-roundup-february-2024
Regulatory Roundup: Social Media Propelling the Humble Pump-and-Dump Scheme | Nasdaq
In this analysis, we’ll walk through the modern pump-and-dump scheme, how social media has transformed it, and the even more significant changes coming around...
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https://www.nasdaq.com/articles/fintech/a-look-back-on-the-2024-regulatory-landscape-and-the-lessons-weve-learned
Regulatory Roundup: A Look Back on the 2024 Regulatory Landscape and the Lessons We’ve Learned |...
Nasdaq’s Tony Sio reviews the regulatory landscape of 2024, providing important analyses and updates from the year.
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https://www.nasdaq.com/articles/fintech/regulatory-roundup-march-2025
Regulatory Roundup: 2025 IOSCO Review Assesses Market Surveillance Landscape | Nasdaq
Tony Sio's latest Regulatory Roundup explores the evolution of Market Surveillance from 2013 to 2025, uncovering key insights, IOSCO recommendations and future...
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https://www.nasdaq.com/articles/regulatory-roundup-august-2023
Regulatory Roundup: Expectations of PTFs | Nasdaq
In this month’s analysis, we’ll discuss principal trading firms (PTFs), also often referred to as proprietary trading firms.
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https://www.nasdaq.com/articles/regulatory-roundup-june-2024
Regulatory Roundup: The Power of Whistleblowing in Safeguarding Markets | Nasdaq
The whistleblower program is a very dynamic space in the U.S. right now, and there are potential lessons to be learned for other jurisdictions, given most...
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https://www.nasdaq.com/articles/regulatory-roundup-march-2024
Regulatory Roundup: The Many Faces of Wash Trading and How Unregulated Crypto Markets Reveal its...
Discover different ways wash trading is used and why it has remained a regulatory focus for so many years, including a recent study that shows what happens...
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https://www.nasdaq.com/articles/fintech/regulatory-roundup-march-2026
Regulatory Roundup: Unregistered Investment Advice | Nasdaq
Read Tony Sio's analysis on unregistered investment advice, global capital markets regulatory updates, enforcement actions and market integrity developments.
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https://www.nasdaq.com/articles/fintech/regulatory-roundup-august-2025
CFTC Modernizes Market Surveillance: August 2025 Regulatory Roundup Updates | Nasdaq
Discover how the CFTC is enhancing its market oversight and integrity with Nasdaq Market Surveillance while exploring its evolution and expanding remit,...
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https://www.nasdaq.com/articles/regulatory-roundup-september-2024
Regulatory Roundup: The Mechanics of Cross-Market Manipulation and Lessons from a Real-World Case |...
This month’s deep dive introduces cross-market manipulation with a clear case, highlighting its key attributes.
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https://www.nasdaq.com/articles/regulatory-roundup-january-2025
Regulatory Roundup: The Fraud and Market Manipulation Behind the Crypto Bank-Run | Nasdaq
In this month's Regulatory Roundup, Nasdaq's Tony Sio provides an in-depth analysis of the collapse of Celsius Network, highlighting the fraudulent activities...
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https://www.nasdaq.com/articles/regulatory-roundup-january-2024
Regulatory Roundup: 2024 Global Regulatory Outlook | Nasdaq
As we dive into 2024, it is worth pausing to review what securities regulators plan to focus on through the year.
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https://www.nasdaq.com/articles/fintech/regulatory-roundup-april-2025
Regulatory Roundup: From Elections to Sports—The Dynamics of Decentralized Prediction Markets |...
Tony Sio's latest Regulatory Roundup explores the dynamics of decentralized prediction markets, examining their growth, legal challenges and the impact of...
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https://www.ul.com/ultrus/regulatory-roundup-newsletter
Regulatory Roundup Newsletter | UL Solutions
With over 70 experts in regulatory compliance, chemistry and toxicology, UL Solutions is your source for the latest regulatory news, webinars, white papers and...
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