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https://www.iciglobal.org/news-release/sec-guidance-on-peps-will-help-small-businesses SEC Guidance on PEPs Will Help Small Businesses | Investment Company Institute sec guidance small businesses investment company peps https://www.regcompliancewatch.com/new-sec-guidance-clarifies-use-of-unconsolidated-financials-under-regulation-s-x/ New SEC guidance clarifies use of unconsolidated financials under Regulation S-X Nov 6, 2014 - Clearer lines have been drawn to help registered investment companies that are feeder funds or fund of funds understand when they can issue unconsolidated... sec guidance https://riveron.com/posts/sec-guidance-on-coronavirus/ SEC Guidance for Annual Meetings Addressing Coronavirus - Riveron Jun 1, 2020 - The SEC has issued new guidance on how companies conduct their annual shareholder meetings amidst the COVID-19 outbreak. Here's what you should know. sec guidance annual meetings addressing coronavirus riveron https://www.governancecomplianceinsider.com/the-sec-amends-policy-on-economic-projections-and-issues-final-rules-and-additional-guidance-for-spacs-and-shell-companies/ The SEC Amends Policy on Economic Projections, and Issues Final Rules and Additional Guidance for... Feb 7, 2024 - As discussed in more detail in our eUpdate published today, the SEC on January 24, 2024 adopted final rules amending the disclosure and registration... https://redstate.com/sister-toldjah/2020/05/20/boom-sec-of-state-mike-pompeo-thoroughly-cancels-sen-bob-menendezs-ethics-guidance-on-ig-firing-n137713 Boom: Sec. of State Mike Pompeo Thoroughly Cancels Sen. Bob Menendez's 'Ethics Guidance' on IG... May 20, 2020 - Secretary of State Mike Pompeo arrives for a press briefing at the State Department on Wednesday, Ma https://thetechstandard.com/2026/05/sec-provides-guidance-on-securities-laws-for-small-business-retirement-plans/ SEC provides guidance on securities laws for small business retirement plans | The Tech Standard The SEC has issued guidance to clarify how federal securities laws apply to pooled employer plans, aiding small businesses in offering retirement benefits. https://bitcoinik.com/us-house-passes-resolution-to-overturn-secs-guidance-on-crypto-banking-sab-121/?amp US House Passes Resolution To Overturn SEC's Guidance On Crypto Banking SAB 121 - Bitcoinik https://www.orrick.com/en/Insights/2026/04/SEC-Issues-Interpretive-Guidance-on-Crypto-Asset-Classification SEC Issues Interpretive Guidance on Crypto Asset Classification New SEC guidance clarifies that most crypto assets aren’t securities and introduces clear token categories in updated framework. interpretive guidance crypto asset sec issues classification https://www.gibsondunn.com/crypto_resource/sec-staff-issues-guidance-allowing-2-haircut-for-payment-stablecoins/ SEC Staff Issues Guidance Allowing 2% Haircut for Payment Stablecoins - Gibson Dunn staff issues https://www.chapman.com/publication-SEC-Proposes-Interpretive-Guidance-Investment-Adviser-Standards-Conduct SEC Proposes Interpretive Guidance for Investment Adviser Standards of Conduct: Chapman and Cutler... standards of conduct https://www.johnreedstark.com/news/sec-hacking-disclosure-fell-short-guidance/ SEC Hacking Disclosure Fell Short of its Own Guidance - John Reed Stark Consulting LLC https://www.dodd-frank.com/2014/01/sec-issues-interpretive-guidance-on-municipal-advisor-registration-rules/ SEC Issues Interpretive Guidance on Municipal Advisor Registration Rules | Corporate and Securities... interpretive guidance municipal advisor https://newscrypto.net/2026/04/26/defi-leaders-urge-sec-to-finalize-broker-guidance/ DeFi Leaders Urge SEC to Finalize Broker Guidance - NewsCRYPTO Apr 26, 2026 - The DeFi Education Fund, alongside 35 other prominent figures in the cryptocurrency industry, is formally requesting that the Securities and Exchange defi leaders urge sec finalize https://www.hhs.gov/guidance/document/cpg-sec-540550-kipper-and-kipper-unsplit-definitions CPG Sec 540.550 Kipper and Kipper Unsplit - Definitions | Guidance Portal cpg sec kipper definitions guidance https://news.superex.com/articles/34071.html How SEC Broker-Dealer Guidance Could Clear the Path for XRP DeFi | Superex The SEC issued temporary staff guidance that could exempt certain self-custodial crypto interfaces from broker-dealer registration, with direct implications... https://www.hhs.gov/guidance/document/cpg-sec-570100-jordan-almonds-common-or-usual-name CPG Sec 570.100 Jordan Almonds - Common or Usual Name | Guidance Portal jordan almonds https://www.sec.gov/newsroom/whats-new/update-options-expiring-confidential-treatment-orders SEC.gov | Disclosure Guidance Updated: Options Relating to Expiring Confidential Treatment Orders disclosure guidance https://fundboardviews.com/Content_Premium/SEC-update-distribution-in-guise.aspx SEC issues distribution-in-guise guidance sec issues distribution guise guidance https://marketinsiders.in/2025/07/07/sec-crypto-etf-guidance-signals-regulatory-shift/ SEC Crypto ETF Guidance Signals Regulatory Shift Jul 7, 2025 - The SEC new crypto ETF guidance signals regulatory shift, paving the way for faster approvals of funds tied to Solana, XRP, and other digital assets. crypto etf sec guidance signals regulatory https://share.ca/blog/u-s-sec-issues-guidance-on-climate-risk-disclosure/ U.S. SEC issues guidance on climate risk disclosure | SHARE - Shareholder Association of Research... Feb 10, 2022 - The U.S. Securities Exchange Commission (SEC) has approved an interpretative guidance to clarify what publicly-traded companies should disclose to investors in... https://www.layersevensecurity.com/cybersecurity-disclosures-a-three-step-strategy-for-compliance-with-the-new-sec-guidance/ Cybersecurity Disclosures: A Three Step Strategy for Compliance with the New SEC Guidance - Layer... Apr 17, 2026 - Against a background of growing investor concern and pressure from legislators, the Securities and Exchange Commission (SEC) is leading the drive for more open... https://www.sewkis.com/publications/sec-issues-updated-guidance-on-business-continuity-planning-for-registered-investment-companies/ SEC Issues Updated Guidance on Business Continuity Planning for Registered Investment Companies business continuity planning updated guidance