https://www.sidley.com/ja/insights/newsupdates/2024/10/sec-adopts-rules-modifying-minimum-pricing-increments-access-fee-caps-and-order-transparency
secadoptsrulesmodifyingminimum
https://www.jonesday.com/en/insights/2021/08/sec-approves-new-board-diversity-disclosure-requirements-for-nasdaqlisted-companies
SEC has approved rules requiring Nasdaq-listed companies to make diversity disclosures and provide recruiting services.
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https://www.semafor.com/article/02/18/2025/blackrock-paused-corporate-meetings-in-wake-of-new-sec-rules
Feb 18, 2025 - The big asset manager kiboshed meetings in the immediate aftermath but is just one of many companies retooling in the face of the Trump administrations rapid...
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https://cointelegraph.com/news/thailand-crypto-etf-rules-as-institutional-acceptance-rises?utm_source=rss_feed&utm_medium=rss&utm_campaign=rss_partner_inbound
Thailand's SEC is preparing rules for crypto ETFs and futures trading, and is cracking down on financial influencers.
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https://www.sec.gov/rules-regulations/2012/11/list-rules-be-reviewed-pursuant-regulatory-flexibility-act
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https://www.jonesday.com/en/insights/2021/06/sec-chairman-time-to-freshen-up-rules-governing-10b51-plans
The SEC Chairman wants to "freshen up" Rule 10b5-1 in light of "real cracks" in the regulation of insider trading.
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https://www.foxbusiness.com/politics/sec-to-propose-hft-registration-rules
Under a new oversight proposal unveiled Wednesday by the U.S. Securities and Exchange Commission, proprietary high-speed trading firms operating on dark pools...
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https://www.ey.com/en_us/technical/accountinglink/to-the-point-sec-rules-require-new-spac-disclosures-and-clarify-reporting-requirements-for-shell-companies
To the Point - SEC rules require new SPAC disclosures and clarify reporting requirements for shell companies
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https://therecord.media/financial-firm-fined-for-sec-violation
The Securities and Exchange Commission charged the transfer agent Equiniti Trust Company with failing to secure customer assets after more than $6.6 million...
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https://www.entrepreneur.com/starting-a-business/sec-releases-long-awaited-rules-on-crowdfunding/229585
More than a year after President Obama signed the JOBS Act into law, the Commission released rules for regulating equity crowdfunding. Here's what you need to...
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https://www.darktrace.com/es/blog/what-you-need-to-know-about-the-new-sec-cybersecurity-rules
In July 2023, the U.S. Securities and Exchange Commission (SEC) adopted new rules concerning cybersecurity incidents and disclosures. This blog describes the...
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https://www.aoshearman.com/en/news/shearman-and-sterling-attorneys-analyze-secs-final-climaterelated-disclosure-rules
Attorneys reviewed the SEC's new climate disclosure rules, released on March 6, 2024, which standardize and enhance climate-related disclosures.
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https://www.cfodive.com/news/sec-cyber-rules-go-effect-raising-stakes-cfos/692657/
Armed with its new rules that expand on prior guidance, the regulator could be poised to double down on aggressive cybersecurity enforcement, experts say.
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https://www.littler.com/news-analysis/asap/sec-issues-proposed-rules-regarding-incentive-based-compensation-arrangements
The Securities and Exchange Commission (SEC) released proposed rules on March 2, 2011, in connection with provisions of the Dodd-Frank Act that prohibit...
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https://www.law360.com/employment-authority/labor/articles/2341364/sec-s-atkins-previews-possible-changes-to-ceo-pay-rules
U.S. Securities and Exchange Commission Chair Paul Atkins announced Friday the agency plans to review rules requiring public companies to report the earnings...
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https://www.orrick.com/ja-JP/Insights/2023/07/SEC-Exempts-Asset-Backed-Issuers-from-New-Cybersecurity-Rules
The SEC adopted new rules to standardize disclosures regarding cybersecurity risk management, strategy, governance and incidents by public companies.
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https://www.jonesday.com/en/insights/2020/10/sec-adopts-amendments-to-modernize-shareholder-proposal-rules
The SEC adopted three amendments to Rule 14a-8 of the Exchange Act to limit shareholder proposals.
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https://www.fxempire.com/news/article/sec-chair-mulls-waiving-some-crypto-regulation-rules-1064937
The rare move by the chair of the Securities and Exchange Commission could make things slightly easier for digital asset companies in the United States.
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https://cointelegraph.com/news/sec-tokenized-securities-custody-trading-framework
Dec 18, 2025 - A new SEC staff statement and Hester Peirce inquiry show how tokenized securities are being folded into traditional custody and trading frameworks.
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https://www.sec.gov/newsroom/speeches-statements/gensler-statement-dealer-trader-020624
Statement on Final Rules Regarding the Further Definition of a Dealer-Trader Gary Gensler, Chair, Securities and Exchange Commission February 6, 2024
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https://dev.to/alvinslee/understanding-the-new-sec-rules-for-disclosing-cybersecurity-incidents-3e1
The U.S. Securities and Exchange Commission (SEC) recently announced its new rules for public... Tagged with cybersecurity, compliance, cloud.
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https://crypto.news/big-names-in-crypto-challenge-the-secs-rules/
The crypto world is at a crossroads. Discover why tech leaders believe the SEC might be on the wrong path.
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https://www.jonesday.com/en/insights/2013/09/the-secs-proposed-pay-ratio-rules-requiring-disclosures-with-real-costs-and-illusory-benefits
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https://www.helpnetsecurity.com/2023/11/29/sec-cyber-disclosure-rules-importance/?web_view=true
The SEC has recognized the importance of cybersecurity risk management and is using these rules to formalize the discipline.
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https://www.regcompliancewatch.com/sec-regulatory-items/
Dec 1, 2025 - The key SEC regulatory items: OCIE Exam Priorities, OCIE risk alerts, no-action letters and final rule releases, all in one place.
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https://www.law360.com/articles/1135612/sec-s-peirce-bucks-call-for-corporate-responsibility-rules
U.S. Securities and Exchange Commissioner Hester Peirce on Tuesday denounced international calls for corporations to disclose how their investments impact...
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https://www.wolterskluwer.com/pt-br/solutions/transactional-law-suite/rbsourcefilings
Boost productivity with our comprehensive SEC research, compliance and workflow tools. Learn more about RBsourceFilings.
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https://bitwarden.com/ja-jp/blog/making-sense-of-sec-cyber-reporting-rules/
The Securities and Exchange Commission (SEC) recently adopted rules designed to ensure the public is informed about material cybersecurity incidents in a...
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https://www.bworldonline.com/editors-picks/2019/06/13/236289/sec-targets-to-release-ico-rules-later-this-year/
THE Securities and Exchange Commission (SEC) is optimistic it can come out with the guidelines for initial coin offerings (ICO) this year as it hopes to...
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https://www.jdsupra.com/legalnews/sec-adopts-securities-lending-reporting-3011368/
On October 13, 2023, the US Securities and Exchange Commission (SEC) adopted Rule 10c-1a requiring the reporting and dissemination of certain details...
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https://r34babe.com/rule34-categories/30-sec/
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https://bitwarden.com/blog/making-sense-of-sec-cyber-reporting-rules/
The Securities and Exchange Commission (SEC) recently adopted rules designed to ensure the public is informed about material cybersecurity incidents in a...
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https://www.jdsupra.com/legalnews/sec-adopts-new-treasury-clearing-rules-5386930/
On December 13, 2023, the US Securities and Exchange Commission (SEC) adopted rule amendments (Treasury Clearing Rules) designed to improve risk...
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https://www.sec.gov/newsroom/speeches-statements/peirce-open-meeting-2020-07-22
Statement at Open Meeting on Exemptions from the Proxy Rules for Proxy Voting Advice and Supplement to Commission Guidance Regarding Proxy Voting...
open meetingsecgovstatementexemptions
https://www.pymnts.com/cryptocurrency/2025/citadel-under-attack-for-sec-comments-on-crypto-rules/
Dec 4, 2025 - Citadel Securities wants American regulators to exercise caution when it comes to decentralized finance (DeFi).
citadelattackseccommentscrypto
https://www.kiplinger.com/personal-finance/new-sec-rules-aim-to-curb-investor-costs-when-companies-are-hacked
Publicly traded companies would need to disclose cybersecurity breaches in 4 days
sec rulesnewaimcurbinvestor
https://www.sysdig.com/it/blog/assess-your-readiness-for-the-sec-cybersecurity-disclosure-rules
Learn how the new SEC cybersecurity guidelines impact your organization and steps to take to prepare for potential issues.
sec cybersecurity disclosureassessreadinessrules
https://www.powermag.com/sec-ends-defense-of-climate-disclosure-rules-citing-cost-and-intrusiveness/
The U.S. Securities and Exchange Commission (SEC) announced on March 27 that it will no longer defend its controversial rules requiring companies to
climate disclosuresecendsdefenserules
https://www.sec.gov/newsroom/speeches-statements/roisman-10b5-1-20211215
Statement on the Proposed Rules Regarding 10b5-1 Plans Commissioner Elad L. Roisman December 15, 2021
proposed rulessecgovstatementregarding
https://www.cpapracticeadvisor.com/2022/08/24/sec-fines-bancorp-1-75-million-for/69922/
Company failed to follow applicable accounting principles for valuations of commercial real estate securities.
secfinesbancorpmillionaccounting
https://www.nextgov.com/cybersecurity/2024/05/house-cyber-chairman-tries-again-undo-sec-cyber-disclosure-rules/396249/?oref=ng-topic-lander-featured-river
Rep. Andrew Garbarino, a New York Republican, said he plans to get the measure into a House Financial Services markup.
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https://www.techtarget.com/searchsecurity/tip/SEC-disclosure-rules-Public-company-reporting-requirements-explained
Learn how enterprise information security teams must support the public company reporting requirements necessary for compliance with CF Disclosure Guidance...
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https://www.sysdig.com/es/blog/assess-your-readiness-for-the-sec-cybersecurity-disclosure-rules
Learn how the new SEC cybersecurity guidelines impact your organization and steps to take to prepare for potential issues.
sec cybersecurity disclosureassessreadinessrules