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Typically, this clause... securities actsampleclauseslawinsider https://www.mondaq.com/canada/securities/1769074/full-court-press-changes-to-the-new-brunswick-securities-act Full Court Press: Changes To The New Brunswick Securities Act - Securities - Canada Key changes are in the works to the New Brunswick Securities Act which registered firms in the Province should note. 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(Order Under Rule 602(e) Of The Securities Act... https://www.asiaone.com/singapore/hyflux-founder-olivia-lum-and-5-others-charged-violating-securities-and-futures-act Hyflux founder Olivia Lum and 5 others charged for violating Securities and Futures Act, Singapore... Nov 17, 2022 - SINGAPORE - Hyflux founder and former chief executive Olivia Lum Ooi Lin, former chief financial officer Cho Wee Peng and four former board members were on... https://www.prnewswire.com/news-releases/notice-from-the-office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-paul-azeff-korin-bobrow-mitchell-finkelstein-howard-jeffrey-miller-and-man-kin-cheng-aka-512751841.html Notice from the Office of the Secretary - IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5... /CNW/ - The Commission issued an Order in the above named matter which provides that (i) the Third Party Records Motion has been settled; (ii) the Third... https://www.sec.gov/rules-regulations/2014/09/barclays-capital-inc-order-under-section-27ab-securities-act-1933-section-21eb-securities-exchange SEC.gov | Barclays Capital Inc. (Order Under Section 27A(b) of the Securities Act of 1933 and... https://www.newswire.ca/news-releases/notice-from-the-office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-global-resp-corporation-and-global-growth-assets-inc-510580061.html Notice from the Office of the Secretary - IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5,... /CNW/ - The Commission issued an Order in the above named matter which provides that: the Temporary Order shall remain in effect until such further order of... https://www.newswire.ca/news-releases/notice-from-the-office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-global-resp-corporation-and-global-growth-assets-inc-510544791.html Notice from the Office of the Secretary - IN THE MATTER OF THE SECURITIES ACT R.S.O. 1990, c. S.5,... /CNW/ - The Office of the Secretary issued a Notice of Hearing on August 1, 2012 setting the matter down to be heard on August 10, 2012 at 9:30 a.m. to... https://vlex.com/vid/divided-ninth-circuit-permits-899042818 Divided Ninth Circuit Permits Direct-Listing Investors To Assert Securities Act Claims, Despite... Divided Ninth Circuit Permits Direct-Listing Investors To Assert Securities Act Claims, Despite Inability To Differentiate Between Registered And Unregistere... https://www.sec.gov/rules-regulations/2006/04/request-rulemaking-under-securities-act-1933-expose-prevent-unlawful-deceptive-activities-securities SEC.gov | Request for rulemaking under the Securities Act of 1933 to expose and prevent unlawful... the securities act of 1933 https://www.newswire.ca/news-releases/notice-from-the-office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-global-consulting-and-financial-services-global-capital-group-crown-capital-management-corp-512309361.html Notice from the Office of the Secretary - IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5,... /CNW/ - The Commission issued an Order in the above noted matter which provides that the hearing is adjourned to May 22, 2013 at 9:45 a.m. A copy of the... https://www.sec.gov/rules-regulations/exchange-delistings/securities-exchange-act-1934-release-no-52025 SEC.gov | Securities Exchange Act of 1934 - Release No. 52025 securities exchange act1934release52025 https://www.sec.gov/rules-regulations/exchange-delistings/securities-exchange-act-1934-release-no-52282 SEC.gov | Securities Exchange Act of 1934 - Release No. 52282 securities exchange act1934release https://www.sec.gov/rules-regulations/exchange-delistings/securities-exchange-act-1934-release-no-52669 SEC.gov | Securities Exchange Act of 1934 - Release No. 52669 securities exchange act1934release https://www.cbo.gov/publication/52575 H.R. 1257, Securities and Exchange Commission Overpayment Credit Act | Congressional Budget Office As ordered reported by the House Committee on Financial Services on March 9, 2017 https://www.adidas-group.com/en/investors/statutory-publications/voting-rights-notifications/release-according-to-article-40-section-1-of-the-wphg-the-german-securities-trading-act-with-the-objective-of-europe-wide-distribution-2018-11-12 Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the... ---%%%BlackRock, Inc.%%%BlackRock Holdco 2, Inc.%%%BlackRock Financial Management, Inc.%%%---%%%BlackRock, Inc.%%%BlackRock Holdco 2, Inc.%%%BlackRock... https://www.newswire.ca/news-releases/notice-from-the--office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-new-hudson-television-corporation-new-hudson-television-llc---james-dmitry-salganov-511417921.html Notice from the Office of the Secretary - IN THE MATTER OF THE SECURITIES ACT R.S.O. 1990, c. S.5,... /CNW/ - The Commission issued an Order in the above named matter which provides that the Amended Temporary Order is extended to June 13, 2013 at 10:00 a.m.,... https://www.sec.gov/rules-regulations/exchange-delistings/securities-exchange-act-1934-release-no-53274 SEC.gov | Securities Exchange Act of 1934 - Release No. 53274 securities exchange act1934release53274 https://www.newswire.ca/news-releases/notice-from-the-office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-primaris-retail-real-estate-investment-trust-and-ks-acquisition-ii-lp-511886051.html Notice from the Office of the Secretary - IN THE MATTER OF THE SECURITIES ACT R.S.O. 1990, c. S.5,... /CNW/ - Take notice that the Application of KS Acquisition II LP dated December 21, 2012 has been withdrawn and the hearing date of January 30, 2013 is... https://www.sec.gov/rules-regulations/2010/07/goldman-sachs-co-order-under-section-27ab-securities-act-1933-section-21eb-securities-exchange-act SEC.gov | Goldman, Sachs & Co. (Order Under Section 27A(b) of the Securities Act of 1933 and... https://www.legislation.gov.au/C2004A00819/2023-09-15/downloads Australian Securities and Investments Commission Act 2001 - Federal Register of Legislation federal registeraustraliansecuritiesinvestmentscommission https://www.morganstanley.com/im/es-es/intermediary-investor/insights/press-release/german-securities-acquisition-and-takeover-act-delist.html Announcement pursuant to Section 14 of the German Securities Acquisition and Takeover Act | Morgan... Announcement pursuant to Section 14 para. 3 sentence 1 no. 2 of the German Securities Acquisition and Takeover Act https://www.dlapiper.com/en-au/insights/publications/2022/05/california-court-approves-enforcement California court approves enforcement of federal forum selection provision for Securities Act... Global law firm DLA Piper. https://www.law.cornell.edu/cfr/text/17/part-229 17 CFR Part 229 - STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES... https://www.sec.gov/rules-regulations/2004/03/covered-securities-pursuant-section-18-securities-act-1933 SEC.gov | Covered Securities Pursuant to Section 18 of the Securities Act of 1933 sec govto section https://www.newswire.ca/news-releases/notice-from-the--office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-peter-sbaraglia-512073411.html Notice from the Office of the Secretary - IN THE MATTER OF THE SECURITIES ACT R.S.O. 1990, c. S.5,... /CNW/ - The Commission issued its Oral Reasons and Decision on a Motion to Quash a Summons in the above named matter. A copy of the Oral Reasons and Decision... https://www.finlex.fi/en/legislation/translations/1989/eng/495 Securities Markets Act | 495/1989 | Translations of statutes | Finlex Securities Markets Act securities marketsact4951989translations https://www.sec.gov/rules-regulations/exchange-delistings/securities-exchange-act-1934-release-no-53283 SEC.gov | Securities Exchange Act of 1934 - Release No. 53283 securities exchange act1934release53283