https://www.prnewswire.com/news-releases/notice-from-the-office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-energy-syndications-inc-green-syndications-inc-syndications-canada-inc-daniel-strumos--512893331.html
/CNW/ - The Commission issued an Order in the above noted matter which provides that: by September 25, 2013, Chaddock shall produce to Staff, Strumos and...
noticeofficesecretarymatter
https://www.rwe.com/en/investor-relations/financial-calendar-and-publications/news-and-ad-hoc-announcements/news/news-2020-08-19/
Release according to Article 41 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
securities tradingaugustpublicationaccordinggerman
https://www.prnewswire.com/news-releases/notice-from-the--office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-kevin-warren-zietsoff-512893561.html
/CNW/ - The Commission issued an Order in the above named matter which provides that this matter is adjourned to a confidential pre-hearing conference which...
noticeofficesecretarymatter
https://menafn.com/1109656736/Summa-Defence-Plc-Disclosure-Under-Chapter-9-Section-10-Of-The-Securities-Market-Act
Summa Defence Plc: Disclosure Under Chapter 9 Section 10 Of The Securities Market Act. Summa Defence PlcCompany announcement, Major holdings 10 June2025 at...
summadefenceplcdisclosurechapter
https://www.finanzen.net/nachricht/aktien/6-k-report-of-foreign-issuer-rules-13a-16-and-15d-16-of-the-securities-exchange-act-15394915
6-K: Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act | finanzen.net
kreportforeignissuerrules
https://www.sec.gov/rules-regulations/2009/01/merrill-lynch-pierce-fenner-smith-inc-order-under-rule-602e-securities-act-1933-granting-waiver-rule
merrill lynchsecgovpiercefenner
https://www.legislation.gov.uk/uksi/2016/715/regulation/1
These Regulations implement certain Articles of Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of...
financial servicesmarketsacttransparencysecurities
https://www.morganstanley.com/im/en-gb/intermediary-investor/insights/press-release/german-securities-acquisition-and-takeover-act-delist.tile.html
Announcement pursuant to Section 14 para. 3 sentence 1 no. 2 of the German Securities Acquisition and Takeover Act
announcementsectiongermansecuritiesacquisition
https://www.nec.com/en/press/202007/global_20200701_04.html
NEC Corporation (NEC; TSE : 6701) today announced that a registration statement on Form 20-F (the "Form 20-F") for NEC's common stock, which was filed with the...
securities exchange actliftingrestrictions
https://www.neste.com/news/notification-under-chapter-9-section-10-of-the-finnish-securities-market-act-31
Neste Corporation, Stock Exchange Release, 26 August 2025 at 10:30 a.m. (EET) Neste Corporation has on 25 August 2025 received a notification under Chapter 9,...
notificationchaptersectionfinnishsecurities
https://www.sec.gov/litigation/investreports/nd21a-report
secgovreport
https://www.legislation.gov.uk/uksi/2016/715/contents
These Regulations implement certain Articles of Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of...
financial servicesmarketsacttransparencysecurities
https://www.rwe.com/en/investor-relations/financial-calendar-and-publications/news-and-ad-hoc-announcements/news/news-2019-06-28/
Conversion of preferred shares - Publication of total number of voting rights according to Article 41 of the WpHG [the German Securities Trading Act]
securities tradingjunepublicationaccordinggerman
https://www.investopedia.com/terms/s/seact1934.asp
The Securities Exchange Act of 1934 was created to govern securities transactions on the secondary market and ensure fairness and investor confidence.
securities exchange actreach
https://www.newswire.ca/news-releases/notice-from-the-office-of-the-secretary---in-the-matter-of-the-securities-act-rso-1990-c-s5-as-amended---and---in-the-matter-of-portus-alternative-asset-management-inc-portus-asset-management-inc-boaz-manor-michael-me-510626511.html
/CNW/ - Following a hearing held today, the Commission issued an Order in the above named matter approving the Settlement Agreement reached between Staff of...
noticeofficesecretarymatter
https://www.munichre.com/en/company/investors/mandatory-announcements/notifications-of-major-holdings/2015/2015-07-10-release-of-an-announcement-according-to-section-25-of-the-wphg-the-german-securities-trading-act.html
Notifications relating to holding of voting rights 2015: List and brief summary of the Notifications relating held 2015
releaseannouncementaccordingsection
https://www.law360.com/securities/articles/1334684/ny-appeals-court-makes-1st-post-cyan-securities-act-ruling
A New York state appeals court issued a decision determining the outcome of Securities Act of 1933 claims on Thursday in an apparent first since the U.S....
appeals courtsecurities actnymakespost