https://www.fca.org.uk/news/press-releases/fca-bans-two-individuals-financial-services-industry
The FCA has today banned two individuals from performing any function in relation to any regulated activity in the financial services industry.
financial conduct authorityfcabanstwoindividuals
https://www.fma.govt.nz/business/services/
Explore the FMA's comprehensive business services including licensing, supervision, and compliance for financial advisers, FAPs, DIMS providers, MIS managers,...
financial markets authorityservices
https://www.ontario.ca/laws/statute/16f37/v11
Financial Services Regulatory Authority of Ontario Act, 2016 S.o.2016, chapter 37 Schedule 8 Historical version for the period April 27, 2021 to...
financial servicesregulatory authorityontarioact