https://www.hklaw.com/en/insights/publications/2022/05/sec-enforcement-to-defense-counsel-stop-playing-games-help-build
This SECond Opinions Blog analyzes SEC Director of Enforcement Gurbir Grewal's recent speech calling for lawyers to stop delaying investigations and start...
sec enforcementdefense counselstop playinggameshelp
https://www.crowdfundinsider.com/2025/01/235217-robinhood-target-of-sec-enforcement-action-45-million-in-penalties-paid-to-settle-charges/
The Securities and Exchange Commission (SEC) has assessed $45 million in penalties on neobroker Robinhood Securities LLC and Robinhood Financial LLC. The
sec enforcementrobinhoodtargetactionmillion
https://www.kitco.com/news/article/2023-04-11/sec-committee-encourages-aggressive-enforcement-against-crypto-firms
The Kitco News Team brings you the latest news, videos, analysis and opinions regarding Precious Metals, Crypto, Mining, World Markets and Global Economy.
kitco newsseccommitteeencouragesaggressive
https://www.orrick.com/zh-CN/Insights/2022/09/A-Teachable-Moment-Latest-SEC-Enforcement-Actions-Remind-Underwriters
In an unprecedented move, the SEC filed litigation against one underwriter of municipal securities and announced settlements with three others.
teachable momentsec enforcementlatestactionsremind
https://www.tpr.org/2020-08-14/under-trump-sec-enforcement-of-insider-trading-dropped-to-lowest-point-in-decades
Kodak and Sen. Richard Burr, R-N.C., are facing high-profile insider trading investigations, but data show the Securities and Exchange Commission pursued far...
sec enforcementinsider tradingtrumpdroppedlowest
https://blockworks.co/news/yellen-likes-sec-crypto-enforcement
US Treasury Secretary Janet Yellen declined to comment on the lawsuits against Binance and Coinbase specifically.
yellensupportiveseccftccrypto
https://www.sec.gov/file/division-enforcements-motion-introduce-prior-sworn-statements-two-members-alcs-board-directors-who
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https://www.aoshearman.com/en/insights/sec-brings-charges-under-enforcement-initiative-directed-at-insider-report-compliance-failures
In September 2023 the SEC brought charges under enforcement initiative directed at insider report compliance failures.
insider reportsecbringschargesenforcement
https://www.skadden.com/insights/publications/2023/11/skadden-discusses-approach-of-sec
Partners Anita Bandy, Andrew Lawrence and Daniel Michael and associate Hannah Henderson discuss scenarios in which the SEC would bring an enforcement action...
sec enforcementcompliance officerskaddendiscussesapproach
https://www.thinkadvisor.com/2025/11/07/is-regulation-by-enforcement-dead-under-atkins-sec-roundup/
Nov 7, 2025 - The SEC's enforcement activity has slowed to a crawl. Two former SEC economists explain the "unprecedented slowdown."
regulationenforcementdeadatkinssec
https://www.hklaw.com/en/insights/publications/2025/12/sec-enforcement-2025-year-in-review
The third installment of the Holland & Knight SECond Opinions Blog Season's Reading series analyzes SEC enforcement trends in 2025, from changes in SEC...
sec enforcementyearreviewinsightsholland
https://www.fda.gov/regulatory-information/search-fda-guidance-documents/cpg-sec-450100-cgmp-enforcement-policy-otc-vs-rx-drugs
CPG Sec. 450.100 CGMP Enforcement Policy - OTC vs Rx Drugs
enforcement policycpgseccgmpotc
https://www.sec.gov/newsroom/press-releases/2024-186
The SEC obtained orders for $8.2 billion in financial remedies, the highest amount in a fiscal year in agency history.
fiscal yearsecgovannouncesenforcement
https://www.ciodive.com/news/sec-cyber-crypto-enforcement-trump/740731/
Analysts expect cyber risk disclosure rules to remain in place, despite a push for hands-off regulation from the Trump administration.
trump administrationsecrevampscybercrypto
https://www.nakedcapitalism.com/2016/05/new-study-blasts-private-equity-fee-abuses-sec-and-irs-enforcement-failures-limited-partner-capture.html
A new report recaps a wide range of private equity misconduct, plus regulatory and limited partner inaction. A related letter prods the IRS.
new studyprivate equityblastsfeeabuses
https://www.sec.gov/file/division-enforcements-motion-limine-strike-respondents-expert-jellum-report-topreclude-her-further
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https://natlawreview.com/article/new-record-number-employees-affected-rule-21f-17a-violations-does-not-lead-to
Securities Exchange Commission SEC increasing frequency of enforcement of Rule 21F17a, which prohibits person from preventing direct communication with SEC...
enforcementruleessentialsecwhistleblower
https://www.mexc.com/news/486235
The post Zcash slides despite SEC clearing it of enforcement risk appeared on BitcoinEthereumNews.com. Zcash fell 7.6% on the day, defying what would typically
zcashslidesdespitesecclearing
https://cointelegraph.com/news/us-lawmakers-sec-justin-sun-case
Jan 15, 2026 - US lawmakers sent a letter to SEC Paul Atkins, asking him to preserve communications and documents related to the agency's case against Tron founder Justin Sun.
demand actionjustin sunlawmakerssecenforcement
https://www.ainvest.com/news/sec-crypto-enforcement-retreat-impact-market-integrity-investor-confidence-2601/
The SEC's Crypto Enforcement Retreat and Its Impact on Market Integrity and Investor Confidence
seccryptoenforcementretreatimpact
https://www.whitecase.com/insight-alert/sec-enforcement-heats-key-public-company-topics-cyber-disclosure-director
Download the PDF version hereCyber Disclosure, Director Independence and Regulation FD (PDF)
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