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https://www.brattle.com/insights-events/news/new-brattle-report-finds-sec-enforcement-activity-remains-subdued-in-h1-fy26/
New Brattle Report Finds SEC Enforcement Activity Remains Subdued in H1 FY26 - Brattle
According to a new report by Brattle Senior Associate Adrienna Huffman and Principal Jan Jindra, the US Securities and Exchange Commission (SEC) filed
report findssec enforcementh1 fy26newbrattle
https://clsbluesky.law.columbia.edu/2023/10/25/sec-enforcement-chief-speaks-on-corporate-compliance/
SEC Enforcement Chief Speaks on Corporate Compliance | CLS Blue Sky Blog
I’d like to start by returning to a theme that I’ve touched on before, and that is how public trust in our institutions is faltering.[1] No sector is immune...
compliance cls bluesec enforcementchief speakssky blogcorporate
https://www.legaldive.com/news/defense-counsel-hurt-companies-sec-enforcement-general-counsel/623819/
Defense counsel too often hurt companies they represent, SEC enforcement chief says | Legal Dive
Delay tactics, overly aggressive coaching and attorney-client privilege abuses can lead to more than just penalties, Gurbir Grewal said last week.
says legal divedefense counselsec enforcementoftenhurt
https://www.pymnts.com/personnel/2026/sec-enforcement-director-exits-after-6-months/
SEC Enforcement Director Exits After 6 Months
sec enforcement6 monthsdirectorexits
https://clsbluesky.law.columbia.edu/2024/10/25/morrison-foerster-discusses-top-five-sec-enforcement-developments-for-september-2024/
Morrison & Foerster Discusses Top Five SEC Enforcement Developments for September 2024 | CLS Blue...
Each month, we publish a roundup of the most important SEC enforcement developments. This month included the SEC’s fiscal year end and a large number of...
morrison foerster discussestop fivesec enforcementseptember 2024cls blue
https://seclists.org/fulldisclosure/2026/Apr/5
Full Disclosure: SEC Consult SA-20260414-0 :: Improper Enforcement of Locked Accounts in WebUI...
full disclosure secconsult sa0improperenforcement
https://clsbluesky.law.columbia.edu/2024/11/20/sec-acting-enforcement-chief-speaks-on-protecting-investors-and-promoting-compliance/
SEC Acting Enforcement Chief Speaks on Protecting Investors and Promoting Compliance | CLS Blue Sky...
I’d like to take the opportunity today to reflect on some of the goals and intentions that then-Director Gurbir Grewal and I, as his deputy, discussed when we...
compliance cls blueenforcement chiefsecactingspeaks
https://investigations.cooley.com/category/sec-updates/
SEC Updates – Investigations and Enforcement Watch
Posts about SEC Updates written by Crystal Tong and Ron Page
enforcement watchsecupdatesinvestigations
https://www.klgates.com/SEC-and-FINRA-Broker-Dealer-Enforcement-Recapping-2023-and-Previewing-2024-2-5-2024
SEC and FINRA Broker-Dealer Enforcement: Recapping 2023 and Previewing 2024 | HUB | K&L Gates
Year-end review of broker-dealer enforcement actions by the SEC and FINRA, and preview of upcoming year
k l gatesfinra broker2024 hubsecdealer
https://www.law.com/nationallawjournal/2026/03/04/sec-pcaob-enforcement-hit-multiyear-lows-in-2025-report-says/?slreturn=20260409113128
SEC, PCAOB Enforcement Hit Multiyear Lows in 2025, Report Says | Law.com
The U.S. Securities and Exchange Commission's 10 enforcement actions were the fewest in nine years, and the PCAOB’s 37 enforcement actions were the fewest in...
2025 report sayssecpcaobenforcementhit
https://decrypt.co/354587/zcash-foundation-sec-ends-investigation-no-enforcement-action
Zcash Foundation Says SEC Ends Investigation With No Enforcement Action - Decrypt
Jan 14, 2026 - The Zcash Foundation is the latest crypto organization to say the SEC has backed off, joining the likes of Coinbase and Ripple.
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https://www.cfodive.com/news/sec-taps-gibson-dunn-partner-former-agency-official-lead-enforcement-woodcock-atkins-gensler/817014/
SEC taps Gibson Dunn partner, former agency official to lead enforcement | CFO Dive
The newly appointed enforcement director in 2023 criticized the approach to securities law by former SEC Chair Gary Gensler as “brash” and “regulation by...
gibson dunnformer agencycfo divesectaps