https://www.fca.org.uk/news/press-releases/fca-bans-two-individuals-financial-services-industry
The FCA has today banned two individuals from performing any function in relation to any regulated activity in the financial services industry.
financial conduct authorityfcabanstwoindividuals
https://www.fca.org.uk/news/press-releases/financial-conduct-authority-gather-evidence-how-ppi-complaints-process-working
The Financial Conduct Authority (FCA) is planning to gather evidence on current trends in complaints on Payment Protection Insurance (PPI). The FCA will use...
financial conduct authoritygatherevidence
https://www.accaglobal.com/ubcs/en/technical-activities/technical-resources-search/2014/april/fca-audit-requirements.html
The Financial Conduct Authority (FCA) has produced useful guidance on its website regarding the audit of firm's which it regulates.
financial conduct authorityfcaauditrequirementsregulated