https://www.mayerbrown.com/en/insights/publications/2019/03/proposed-securities-offering-and-communications-reforms-for-bdcs-and-closedend-funds
Proposed Securities Offering and Communications Reforms for BDCs and Closed-End Funds | Insights |...
Late last week, the Securities and Exchange Commission (SEC) proposed rule amendments that are intended to modernize the offering related provisions
closed end fundssecurities offering
https://www.marketscreener.com/news/switch-raises-768-million-through-asset-backed-securities-offering-ce7e50dfd18bf120
Switch Raises $768 Million Through Asset-Backed Securities Offering | MarketScreener
Apr 14, 2026 - Switch announced the closing of an asset-backed securities offering, raising approximately $768 million through its Series 2026-1 issuance. The Class A-2 Notes...
asset backed securitiesswitchraises768million
https://www.sec.gov/newsroom/press-releases/2023-94
SEC.gov | SEC Charges 10 Microcap Companies with Securities Offering Registration Violations
sec govsecurities offeringcharges10microcap
https://www.deloitte.com/ch/en/Industries/financial-services/blogs/carf-impacts-all-banks-securities-offering.html
CARF affects all banks offering securities | Deloitte Switzerland
From 1 January 2026, Switzerland's CARF will cover cryptocurrencies like Bitcoin, Ether, and tokenised securities, affecting all banks with securities...
all bankscarfaffectsofferingsecurities
https://www.finra.org/rules-guidance/rulebooks/finra-rules/5141
5141. Sale of Securities in a Fixed Price Offering | FINRA.org
(a) No member or person associated with a member that participates in a selling syndicate or selling group or that acts as the single underwriter in connection...
sale offixed price5141securities
https://group.bnpparibas/en/press-release/bnp-paribas-securities-services-expands-private-capital-offering-stake-fintech-assetmetrix
BNP Paribas Securities Services expands its private capital offering with stake in fintech...
19/11/2019 - Discover our press release on BNP Paribas Securities Services expands its private capital offering with stake in fintech AssetMetrix - The bank...
https://www.chubb.com/my-en/business/public-offering-of-securities-insurance.html
Public Offering of Securities Insurance in Malaysia - Chubb
Public Offering of Securities Insurance for the Commercial sector from Chubb, comprehensive coverage for gapless protection against liability claims
public offeringsecuritiesinsurancemalaysiachubb
https://www.coinspeaker.com/sec-genesis-gemini-securities/
SEC Charges Genesis and Gemini for Offering and Selling Unregistered Securities - Coinspeaker
Jan 13, 2023 - The SEC revealed that Genesis and Gemini generated assets worth hundreds of dollars from hundreds of thousands of investors.
secchargesgenesisgemini
https://www.chubb.com/vn-en/business/public-offering-of-securities-insurance.html
Public Offering of Securities Insurance in Vietnam - Chubb
Public Offering of Securities Insurance for the Commercial sector from Chubb, comprehensive coverage for gapless protection against liability claims
public offeringsecuritiesinsurancevietnamchubb
https://www.prnewswire.co.uk/news-releases/pembina-pipeline-corporation-announces-consideration-of-hybrid-subordinated-debt-securities-offering-878011442.html
Pembina Pipeline Corporation Announces Consideration of Hybrid Subordinated Debt Securities Offering
/CNW/ - Pembina Pipeline Corporation ("Pembina" or the "Company") (TSX: PPL); (NYSE: PBA) announced today that it is considering an offering of hybrid...
pembina pipeline corporationsubordinated debtannouncesconsideration
https://decrypt.co/150677/sec-charges-hex-founder-richard-heart-1b-unregistered-securities-offering
SEC Charges Hex Founder Richard Heart With $1 Billion Unregistered Securities Offering - Decrypt
Jul 31, 2023 - Hex founder Richard Heart and three entities have been charged today for allegedly conducting unregistered crypto asset securities offerings.
https://www.prnewswire.com/news-releases/better-family-inc-announces-securities-offering-301087244.html
Better Family Inc. Announces Securities Offering
/PRNewswire/ -- Better Family Inc. announced today the commencement of its crowd-funding campaign with Start Engine Capital, LLC. a funding portal registered...
family incbetterannouncessecuritiesoffering
https://www.coinspeaker.com/bakkt-joins-bitcoin-treasury-race-raising-1-billion-in-securities-offering/
Bakkt Files to Raise $1B via Mixed Securities Offering
Jun 27, 2025 - Bakkt plans to raise $1B via securities offering to build a Bitcoin treasury. The move follows stock losses and aims to strengthen its digital asset strategy.
bakktfilesraise1bvia
https://www.sec.gov/newsroom/press-releases/2020-203
SEC.gov | SEC Charges Fund Manager for Fraud in Securities Offering in Neiman Marcus Bankruptcy
https://www.crowdfundinsider.com/2023/04/204709-virtuix-files-for-reg-cf-offering-will-list-securities-offering-with-dealmaker/
Virtuix Files For Reg CF Offering, Will List Securities Offering With DealMaker | Crowdfund Insider
Apr 4, 2023 - Virtuix, previously a serial funder on SeedInvest, has filed a Form C to raise capital under Reg CF - this time with DealMaker. Simultaneously, Virtuix has
https://www.businesswire.com/news/home/20211110005331/en/ICE-Expands-ESG-Data-Offering-to-2-Million-Fixed-Income-Securities
ICE Expands ESG Data Offering to 2 Million Fixed Income Securities
Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology and market infrastructure, today announced that its Environmental,...
esg data2 millionfixed incomeiceexpands
https://www.newsfilecorp.com/release/289884/Hampton-Securities-Limited-Announces-Closing-of-20.5-Million-Brokered-LIFE-Offering-for-Max-Power-Mining-Corp
Hampton Securities Limited Announces Closing of $20.5 Million Brokered LIFE Offering for Max Power...
Toronto, Ontario--(Newsfile Corp. - March 25, 2026) - Hampton Securities Limited ("Hampton") acting as sole agent and bookrunner, is pleased...