Sponsor of the Day:
Jerkmate
https://dealogic.com/
Dealogic: A trusted partner to top financial firms worldwide
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https://thenextweb.com/news/dora-compliance-european-financial-firms-not-ready
DORA compliance: most European financial firms still aren't ready
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https://deckerdesign.com/about/
Strategy-Driven Branding Agency for Legal & Financial Firms
Mar 10, 2023 - Differentiate your firm from the competition with a design-forward brand built on your unique qualities and our agency's decades of experience.
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https://www.financemagnates.com/forex/brokers/startrader-lands-nba-partnership-as-financial-firms-compete-for-basketball-exposure/
STARTRADER Lands NBA Partnership as Financial Firms Compete for Basketball Exposure
Jan 8, 2026 - STARTRADER has secured a partnership with the National Basketball Association (NBA), adding the retail trading broker to the league's expanding list of...
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https://www.privatebanking.com/business-listings/other-firms
Other Financial Firms - Private Banking, Investment banking, Wealth Management Portal
Other Financial Firms
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https://bulletproofsi.com/finance/
IT, Security, & Compliance Solutions for Financial Firms | Bulletproof
Integrated IT, security, and compliance solutions helping financial firms reduce risk, meet regulatory requirements, and operate with confidence. One partner...
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https://www.hadrius.com/
Hadrius | AI-Native Compliance Platform for Financial Firms
Centralize compliance operations with Hadrius. AI-native marketing review, e-comms surveillance, transaction monitoring, firm oversight, filings, and...
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https://www.caproasia.com/2025/01/15/united-states-sec-fines-12-financial-firms-63-1-million-for-using-unapproved-off-channel-communications-maintaining-preserving-electronic-communications-12-firms-fined-are-3-units-from-blackstone/
United States SEC Fines 12 Financial Firms $63.1 Million for Using Unapproved Off-Channel...
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https://www.sharefile.com/resource/blogs/why-industry-specific-saas-smart-play-financial-firms
Why Industry-Specific SaaS Is the Smart Play for Financial Firms - Blog | ShareFile
Sep 15, 2025 - In the regulation-heavy world of financial services, software can either be a competitive advantage or a productivity drain.
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https://cfsem.org/ways-to-give-2/professional-advisors/presentations/
Community Foundation Presentations for Legal & Financial Firms • Community Foundation for Southeast...
Apr 17, 2025 - Schedule a Lunch and Learn for your firm to explore how the Community Foundation can support your practice.
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https://blog.knowbe4.com/why-financial-firms-are-outgrowing-traditional-email-security
Why Financial Firms are Outgrowing Traditional Email Security
Mar 26, 2026 - In the financial services industry, a 'security incident' is rarely just an IT ticket. It is a regulatory event.
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https://www.khaleejtimes.com/life-and-living/banking-in-uae/uae-banks-financial-firms-face-temporary-service-disruptions
UAE banks, financial firms face temporary service disruptions | Khaleej Times
Mar 2, 2026 - Companies in the UAE said customers may face interruptions accessing mobile banking apps, contact centre, new cards issuance, reload and unload services
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https://www.pinsentmasons.com/out-law/news/cbuae-strengthens-aml-expectations-for-financial-firms
CBUAE strengthens AML expectations for financial firms
Apr 28, 2026 - New guidance published by the UAE’s Central Bank (CBUAE) marks a shift to a more dynamic, risk led and outcomes focused supervisory framework, experts have...
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https://www.asic.gov.au/about-asic/contact-us/reporting-misconduct-to-asic/disputes-with-financial-firms/
Disputes with financial firms | ASIC
Fair, strong and efficient financial system for all Australians.
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https://b2broker.com/news/what-is-otc-trading/
OTC Trading Explained: Guide for Brokers and Financial Firms
Apr 8, 2026 - Discover how OTC trading empowers brokerages and financial institutions with flexible multi-asset solutions, direct liquidity, and scalable technology.
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https://home.treasury.gov/data/treasury-international-capital-tic-system/help-files/us-financial-firms-claims-on-foreign-residents
U.S. Financial Firms' Claims on Foreign Residents | U.S. Department of the Treasury
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https://anotepad.com/notes/9cnj3y3d
Why Are Financial Firms in Europe Investing in Trade Surveillance Tools - Online Notepad
Executive Summary Europe Trade Surveillance Market Market Trends: Share, Size, and Future Forecast CAGR Value The Europe Trade Surveillance market size was...
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https://www.bill.com/
BILL | Financial Operations Platform for Businesses & Firms
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https://www.fca.org.uk/publications/policy-statements/ps22-6-preventing-claims-management-phoenixing-financial-services-firms
PS22/6: Preventing claims management phoenixing by financial services firms | FCA
New rules to prevent harm by stopping claims management phoenixing across the Financial Services market
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https://www.centerforcybersecuritypolicy.org/insights-and-research/a-partnership-to-help-financial-services-firms-address-gen-ai-related-cyber-risks-to-identity-and-authentication-infrastructure
A Partnership to Help Financial Services Firms Address Gen AI-Related Cyber Risks to Identity and...
The Better Identity Coalition is honored to be a part of a public-private initiative to address the threat of deepfake attacks against financial services with...
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https://deckerdesign.com/
Decker Design • Responsive Branding • Financial Services, Real Estate & Law Firms
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https://www.proofpoint.com/us/solutions/financial-services
Cyber Security for Financial Services Firms | Proofpoint US
How Proofpoint cyber security helps financial services firms avoid risk, maintain access and control of data, and satisfy archiving and regulatory requirements.
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https://www.fca.org.uk/publications/good-and-poor-practice/financial-crime-controls-corporate-finance-firms
Financial crime controls in corporate finance firms: survey findings | FCA
Findings from the FCA survey on financial crime controls in corporate finance firms, including areas for improvement and good practice.
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https://getdrum.com/features/financial-performance/
Financial Performance for Built Environment Firms | Drum
See where your projects stand financially. Drum gives Australian built environment firms real-time WIP, profitability, and two-way Xero sync.
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https://www.abajournal.com/columns/article/the-affinipay-2025-legal-industry-report-shows-how-firms-use-ai-financial-and-remote-work-tech
How firms use AI, financial, remote work technology examined in AffiniPay '2025 Legal Industry...
The ABA Journal is read by half of the nation's 1 million lawyers every month. It covers the trends, people and finances of the legal profession from Wall...
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https://rohirrim.ai/financial-services/
AI-Native RFP & Acquisition Platform for Financial Services Firms
Jan 16, 2026 - Rohirrim AI’s UnifiedRespond™ accelerates RFP response for financial institutions, helping firms comply with complex regulations like GDPR and AML, reduce...
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https://www.b2bideas.com/white-paper/business-support-solutionsservices/financial-services-firms-accelerate-digitalfirst-business/
Financial Services Firms Accelerate Digital-First Business - B2BIdeas
Jan 7, 2022 - Although some aspects of the financial services industry ground to a halt as the COVID-19 pandemic rolled across the world, the industry overall has seen an...
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https://www.bill.com:443/
BILL | Financial Operations Platform for Businesses & Firms
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https://www.illinoistreasurer.gov/home/financial-institutions/illinois-firms/
Financial Services and Products Sought from Illinois Firms - Illinois State Treasurer
Mar 27, 2026 - Financial Services and Products Sought from Illinois Firms The Office of the Illinois Treasurer has made it a priority to strengthen policies and operations to...
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https://www.acaglobal.com/our-solutions/
GRC Solutions for Financial Services Firms
Home Our Solutions Our Solutions Governance, risk, and compliance solutions built for financial services. Our unique blend of advisory, managed services, and...
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https://www.elite.com/
The AI Financial Operations Platform for Law Firms | Elite
Discover Elite’s legal technology solutions designed to help law firms streamline operations, boost productivity, and drive growth.
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https://aveni.ai/mid-size-business/
AI for Mid-Sized Financial Services Firms | Aveni
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https://www.wsj.com/buyside/personal-finance/financial-advisors/best-financial-advisors
6 of the Best Financial Advisor Companies: Well-Known Fiduciary Investment Firms to Consider
Apr 6, 2026 - Discover some of the best financial advisor companies of 2026 and learn how you can work with a fiduciary financial advisor.
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https://www.dailysabah.com/business/finance/mideast-war-prompts-firms-to-consider-istanbul-financial-center
Mideast war prompts firms to consider Istanbul Financial Center | Daily Sabah
Apr 6, 2026 - The ongoing war between the U.S., Israel and Iran has prompted dozens of companies with operations in the Gulf to consider moving some business to...
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https://theodi.org/news-and-events/consultation-responses/potential-competition-impacts-from-the-data-asymmetry-between-big-tech-firms-and-firms-in-financial-services/
Potential competition impacts from the data asymmetry between Big Tech firms and firms in financial...
Read our response to the Financial Conduct Authority's call for input on Potential competition impacts from the data asymmetry between Big Tech firms and firms...
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https://decisions.com/solutions/financial-services/
Automation Solutions for Financial Services Firms
Create rules-based financial workflows to support your needs.
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https://www.icij.org/investigations/coin-laundry/tracing-firms-say-binances-clean-up-claims-left-out-key-crime-stats/
Tracing firms say Binance’s claims of improving financial crime left out key stats - ICIJ
Dec 11, 2025 - Analytics firm Chainalysis said a Binance report claiming illicit activity on the platform plummeted failed to factor in funds stolen through hacks and...
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https://www.centralbank.ie/regulation/how-we-regulate/brexit-faq
Brexit FAQ - Financial Services Firms | Central Bank of Ireland
The Central Bank of Ireland’s mandate and mission of protecting consumers and safeguarding financial stability underpins our approach to dealing with Brexit....
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https://financial-cents.com/billing/
Billing Software For Accounting Firms | Financial Cents
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https://www.usatoday.com/story/money/2024/04/23/financial-advisor-top-firms-ranking/73327679007/
Looking for a financial adviser? Take a look at these leading firms
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https://www.finra.org/firmfindinterest
Financial Industry Networking Directory (FIND™) Interest Form for Firms | FINRA.org
Financial Industry Networking Directory (FIND™) Interest Form for Firms let's firms subscribe to The Financial Industry Networking Directory (FIND)™, a...
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https://www.acaglobal.com/news-and-announcements/financial-services-firms-lag-ai-governance-and-compliance-readiness-survey-reveals/
Financial Services Firms Lag in AI Governance and Compliance Readiness, Survey Reveals - ACA Group
New York and London, October 29, 2024 – Despite eagerness to leverage artificial intelligence (AI), financial services firms lack formal AI governance...
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https://www.usatoday.com/story/money/2025/04/22/top-financial-adviser-firms/78030977007/
How to choose a financial adviser? We rank the top firms.
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